Your trusted partner in

Financial Services Law

Navigate the intricate legal landscape of the financial services industry with precision and peace of mind. Our specialised AFSL legal services provide comprehensive support tailored to meet the unique needs of your business. From regulatory compliance to risk management, our seasoned legal professionals are here to safeguard your operations.

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"A deep understanding of financial services law, backed by accessibility and timely communication."

3Lines Legal specialises in providing legal advice and assistance to clients within the financial services industry in Australia.

Working with a range of clients nationally, we've built a reputation for excellence and established ourselves as leaders in our field. 3Lines Legal assists individuals and firms in navigating complex regulatory frameworks, compliance requirements, and legal issues specific to financial services.

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How can 3Lines Legal assist?

We offer a tailored approach to suit the size and nature of your business.

Client complaints and dispute resolution

Preparation and review of agreements

Licensing advice

ASIC matters

Advice on complex financial and credit services matters

Assistance with breach assessment and client remediation

Shelly Radford (LLB)

Managing Director

Shelly Radford has a vast range of experience providing legal services to AFSLs and ACLs, including as a specialist financial services lawyer, and in-house counsel.

Shelly's practice areas include providing highly technical and complex legal advice to a range of clients in relation to AFCA disputes, liaising with ASIC, transactional matters, and financial/credit services obligations and requirements.

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So, how can 3Lines Consulting help?

We offer a tailored approach to suit the size and nature of your business.

AFSL and ACL Compliance Support

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AFSL and ACL Applications and Variations

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Corporate Advisory Compliance

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Client File Reviews and Pre-vetting

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Licensee Reviews

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Independent Expert Services

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Compliance Committee Meeting Facilitation

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Policy Drafting and Review

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Simplified pricing, with options to suit your needs.

To ensure regulatory requirements of your AFSL or ACL are met, we tailor compliance support based on the unique needs of your organisation. Choose from a package below, or contact us for a bespoke solution.

CCM Facilitation

$9,700

per annum

Preparation, facilitation and minutes of 4 x CCMs per year.
Task allocation through 3Lines platform.
4 x hours of additional consulting per quarter.

Client File Review Bundle

$2,500

per representative

Comprehensive review of 3 x client files, including assessment of compliance relevant obligations.
Suggested remediation action items.
Exception based reporting.

Prevet Bundle

$3,900

Top features

10 x prevets.
Comprehensive review of individual advice document in accordance with relevant obligations.
Suggested remediation action items.
Exception Based Reporting.

AFSL/ACL Application

$10,200 - $14,900

Top features

Dependent on number of RMs and licence authorisations.
Includes preparation of Core and Secondary Proof documents.
Co-ordination of further supporting documents as required.
Development of internal policy suite to support General Obligations of running your licence.

AFSL/ACL variation

$2,200 - $5,900

Top features

Dependent on specifics of the variation.
Includes preparation of Core and Secondary Proof documents.
Co-ordination of further supporting documents as required.

Ongoing Support Bundle

$5,900

per annum

4 x hours of consulting per quarter, including but not limited to:

- policy creation and review.

- email support services.

- compliance framework.

- compliance reporting.

- training.

Our 3Lines network continues to grow

Let's start with a conversation.

Reach out today, and see what's possible for tomorrow.

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© 2023 3Lines Legal Pty Ltd ABN 20 661 802 213