Your cloud-based solution for
Managing General Obligations
3Lines is a compliance software platform for AFSLs, backed by consultants, minus the consultant price tag.
Our in-built guidance and intuitive functionality aim to minimise the need for specialised resourcing and have been developed by experts, with extensive financial regulator and industry experience.
Take the stress out of compliance and get back to the business of doing business.
3Lines Platform offers a comprehensive set of features to empower you in managing your AFSL, allowing you to refocus on your core business activities. Developed by experts with direct regulator and industry experience, 3Lines cuts through the administrative burden of compliance, meaning you can spend more time doing what it is you enjoy.FIND OUT MORE
"Our goal is to reduce, by half, the time you dedicate to administrative compliance tasks."
It's now easier than ever to manage your obligations as a licensee.
What we do best
Manage daily compliance obligations from your simplified dash.
Facilitate Compliance Committee Meetings
Facilitate quarterly CCMs and manage actions accordingly. Formally review, attest to and record compliance with your General Obligations. Stay up to date with regulatory changes.
Conduct client file reviews and pre-vets
Conduct client file reviews and pre-vets utilising 3Lines' custom audit question set. Assign remediation action items to advisers and generate reports, to satisfy monitoring and supervision obligations.
Manage compliance registers and ASIC reporting
View, manage, and track key data and dates, relating to your General Obligations. Our Complaints Register is pre-coded in accordance with ASIC reporting standards - simple CSV export for bi-annual ASIC reporting.
Stay up to date with regulatory and industry changes
Stay up to date with upcoming regulatory and industry changes. Understand what you need to do and when, in implementing updates.
Host your policy suite for firm-wide access
Upload, manage and archive policies and procedures. Alert assigned owners as and when a policy is due for review.
Analyse compliance trends
Identify complaints trends within your firm, to assist in formulating training plans, identifying systemic limitations and monitoring improvements across captured data. Compare how your firm is tracking in comparison to our global subscriber base.
Manage remediation and assign tasks
Ensure chain of custody assurance in assigning remediation tasks, CCM action items and reporting on task status across all members of your firm.
Chat to an expert
Log a compliance query with our team of experts or your internal compliance team member.
Chat to us about options.
Simplified pricing, with the first 30 days on us!
With the flexibility to tailor individual access levels, users will include management and compliance, through to advisers and their team.
More than 50 users?GET IN TOUCH
Month by month billing. No lock in contracts. First 30-days FREE.
* All prices in AUD inc. GST