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Cloud-Based

AFSL Compliance Software

Simplify your AFSL compliance management with intuitive software, designed to minimise specialised resourcing needs and put expert guidance and industry wisdom at your fingertips.

Try it for FREE

Cloud-Based

AFSL Compliance Software

Simplify your AFSL compliance management with intuitive software, designed to minimise specialised resourcing needs and put expert guidance and industry wisdom at your fingertips.

YOUR SINGLE SOURCE SOLUTION

EFFICIENCY

Everything you need is in one place, ready from the moment you subscribe.

Empowerment

3Lines Platform is designed to give you control and clarity. 

PeaCE OF MIND

With 3Lines, you're not just compliant. You're confidently ahead of the curve and in safe hands. 

 

Simplifying compliance for Australian Financial Services Licence holders

The 3Lines Platform was created as a direct response to the pressing need for a more intuitive, comprehensive approach to compliance management. Developed by a team of regulatory veterans, our platform is the culmination of deep industry insight and firsthand experiences with the complexities of compliance, designed to cut the time you dedicate to associated administrative tasks by up to 50%.

3Lines Platform is a solution that not only simplifies the management of your ongoing compliance obligations but empowers you to tackle it with confidence. This cloud-based software is designed to be your central command for compliance, offering built-in guidance and intuitive functionality that reduces your reliance on specialised, costly resources. It's the answer to comprehensive, cost-effective compliance management that's accessible and manageable for all AFSL holders.

Ready to take the stress out of compliance and get back to the business of doing business?

Unlock UNLIMITED use of our compliance registers for FREE, forever, with a 3Lines Starter account. Capture, track, manage and report on:

 

✅ Complaints (including ASIC CSV generation)

✅ Incidents and breaches

✅ Risks

✅ Conflicts of Interest

✅ Wholesale clients

✅ Outsourced service providers

 

Or experience the full power of our Premium solution FREE for 30 days. No cost, no risk, and no strings attached.

TRY IT FOR FREE

Ready to overcome your compliance hurdles?

3Lines' AFSL compliance software serves as the ultimate remedy for compliance chaos.

Liberate your revenue generators

Advisers are the engine of your revenue, yet AFSL obligations can hijack their focus. 3Lines Platform introduces a game-changing approach, allowing advisers to concentrate on what they do best, with less time lost to compliance tasks.

Maximise your compliance budget

Make unnecessary compliance costs a thing of the past. With transparent, tiered billing, along with a 'Freemium' option, you get access to the essential tools for effective compliance management, while bypassing the financial strain.

Be audit-ready always

The thought of an ASIC surveillance doesn’t have to be intimidating. Our Platform organises and simplifies access to all necessary documents and records. They’re ready when you are, making compliance a breeze rather than a burden.

Stay ahead of the curve

Regulatory updates shouldn't feel like navigating a maze in the dark. 3Lines Platform keeps you informed and prepared with a dynamic framework. Updated with the latest legislative shifts, we ensure you’re always in the know, eliminating the fear of unexpected regulatory changes.

Protect your image

In the fiercely competitive financial services industry, maintaining a stellar reputation is key. 3Lines Platform showcases your dedication to high compliance standards, safeguarding your firm's image, and bolstering client trust in your financial services.

Cultivate a compliance culture

Fostering a compliance-first team culture is tough. Our cloud-based platform simplifies the process, making compliance management approachable for all team members and fostering a culture where best practices are instinctive.

Ready for a 30-day FREE trial of 3Lines Premium?

Unlimited Premium access for 30-days. No hidden fees, no committments, just clarity and control.

 

Try Premium for FREE

3Lines Platform Features

Here's why forward-thinking financial services businesses choose 3Lines Platform

Facilitate compliance meetings

Streamline your CCMs with ease. Our platform enables you to review, attest, and record adherence to your General Obligations seamlessly, ensuring every meeting is productive and actionable.

Manage compliance registers and ASIC reporting

Oversee key compliance data and deadlines through our intuitive dashboard. Our Complaints Register, aligned with ASIC's reporting standards, allows for straightforward CSV exports, simplifying your bi-annual ASIC submissions.

Conduct client file reviews and pre-vets

Enhance oversight with our tailored audit question set, designed for comprehensive client file reviews and pre-vets. Assign remediation tasks easily and generate detailed reports to fulfil your monitoring and supervision duties.

Facilitate Professional Year 

Eliminate uncertainty in handling PY training and completion . Our PY solution empowers individuals, supervisors, and licensees to effortlessly generate, oversee, and monitor annual plans, program status, logged hours, and certification for advisers during their professional year.

Track Representative Attestations

Simplify the complex management of Representative Attestations with our centralised hub. Issue, track, monitor, and review attestations within 3Lines, and embrace efficiency and ease in compliance management with our innovative solution.

Stay up to date with regulatory and industry changes

Never miss a beat on regulatory updates. Our platform keeps you informed on essential industry changes, providing clear guidance on implementation timelines and regulatory requirements to stay compliant.

Host your policy suite for firm-wide access

Simplify policy management with a centralised repository for a comprehensive view of all your documents. Easily upload, manage, and archive policies, ensuring timely reviews and firm-wide accessibility to critical information.

Analyse compliance trends

Gain valuable insights into compliance trends within your firm to guide training programs, identify systemic issues, and track improvements. Benchmark your performance against our global network for a comprehensive understanding of where you stand.

Manage remediation and assign tasks

Assign and track remediation and CCM action items with full traceability, ensuring accountability and progress across your firm. Our platform guarantees a seamless workflow for task management and status reporting.

Onboard advisers with ease

Simplify the appointment of representatives, manage forms and documentation, streamline authorisation approvals and experience effortless onboarding. Say goodbye to guesswork with our process-driven approach and robust record-keeping features.

Access adviser profiles

Streamline the management of authorisations, complaints and breach data, and client file review outcomes. Our user-friendly interface and intuitive design make navigating adviser profiles effortless and effective.

Chat with an expert

Need to speak to a human? Access ongoing support with just a click. Whether you have a compliance question for our experts or require technical support, our platform facilitates seamless communication.

Clear-cut pricing, no surprises.

Because navigating compliance is already complex enough, we’ve made our pricing as painless as possible.

Straightforward monthly billing. No lock-in contracts.

GET STARTED!

STARTER

FREE

Forever free for small teams up to 3

  • Unlimited access to compliance registers (inc. IDR for ASIC reporting)
  • Task management
START FOR FREE

PREMIUM

plans from $297 (ex GST) p/m

  • 30-DAYS FREE

  • Unlimited access to registers 
  • Task management
  • CCM & Invesment Committee Meeting management
  • Client file reviews & pre-vetting
  • Adviser onboarding
  • Representative attestations
  • Professional Year facilitation
  • Compliance calendar
  • Policy Hosting
  • Regulatory updates 
GO PREMIUM

ENTERPRISE

chat to us

Suited to firms 25+

 
Tailor our system to your needs...sky’s the limit!

 

LET'S CHAT

AFSL Compliance simplified, community amplified.

Discover some of our growing network of financial service businesses powering their compliance with 3Lines.