AFSL Compliance

Consulting

Tailored consulting to streamline your Australian financial services licence or credit licence compliance, enhance risk management, and build a solid foundation for sustainable growth.

BOOK AN APPOINTMENT >

AFSL Compliance Consulting

Tailored consulting to streamline your Australian financial services licence or credit licence compliance, enhance risk management, and build a solid foundation for sustainable growth.

BOOK AN APPOINTMENT >

Where you can find our experts

Ready to ease the burden of compliance obligations and refocus on growing your business?

You don't have to navigate the complexities of ACL and AFSL compliance obligations on your own. Our team of experts is ready to stand with you.

ENQUIRE NOW >

Ready to ease the burden of compliance obligations and refocus on growing your business?

You don't have to navigate the complexities of ACL and AFSL compliance obligations on your own.
Our team of experts is ready to stand with you.

ENQUIRE NOW >
financial services industry
Maximise your compliance investment

Benefit from services that deliver practical solutions without compromising on quality, ensuring you get the best value for every dollar spent.

financial services laws
Stay ahead with expert insights

Arm your business with timely, top-level advice and insider regulatory insights, keeping you informed and one step ahead in the complex regulatory environment.

regulatory requirements
Stand strong with independent guidance

Depend on our steadfastly unbiased support to guide your compliance strategy with decisions that truly serve your interests.

Tailored compliance and risk solutions from those who've been there

 At 3Lines, our team of compliance experts and ex-ASIC regulators, possesses an in-depth knowledge of the hurdles faced by those in the financial services industry. Our firsthand involvement in risk and compliance grants us a deep appreciation for the specific challenges encountered by Australian Financial Services Licensees and Australian Credit Licensees.

We know that a 'one size fits all' approach doesn't cut it in the field of financial services, so our commitment is to tailor our consulting services to ensure clarity, confidence, and a customised strategy that meets your specific business needs.

We're here to turn complex compliance obligations and risk management into achievable, strategic advantages, promoting sustainable growth in an ever-changing regulatory environment. With 3Lines, you're gaining a partner who speaks your language, understands the depth of your challenges, and is passionately committed to propelling your business forward.

Your compliance and risk management ally

Our expert consultants are dedicated to ensuring regulatory adherence and optimising risk management for Australian financial services firms, laying the foundations for sustainable success. With our support, you can concentrate on doing what you do best - serving your clients and expanding your business.

AFSL and ACL compliance solutions

Reliable foundations
Establish and maintain a strong compliance framework that stands up to regulatory scrutiny and adapts seamlessly to changing laws.

Continuous oversight

Benefit from ongoing support that helps you manage your compliance obligations proactively, keeping disruptions to your business at bay.

AFSL and ACL applications and variations

Smooth transitions
Easily manoeuvre the complexities of licence applications and variations, reducing downtime and accelerating your path to compliance.

Customised strategies

Tailored guidance to align your licensing with your business growth plans, where legal requirements fuel rather than hinder your development.

Corporate advisory compliance

Strategic compliance alignment
Integrate compliance into your corporate strategy to enhance decision-making and promote a culture of transparency.

Proactive risk management

Mitigate potential corporate risks with forward-thinking AFSL and ACL compliance practices that protect your interests and those of your stakeholders.

Client file reviews and pre-vetting

Quality assurance
Ensure the highest standards in client file management with thorough reviews that preempt compliance issues and enhance client trust.

Preventative checks

Implement pre-vetting processes that flag potential issues early, safeguarding your operations from future complications.

Licensee reviews

Comprehensive assessments
Conduct in-depth reviews to identify areas of improvement, bolstering your compliance strategy and business resilience.

Actionable feedback

Translate review findings into practical steps that complement your compliance measures and operational efficiency.

Independent Extert services

Objective insights
Access unbiased expertise that provides clear direction and independent validation of your compliance processes.

Trusted third-party evaluation

Leverage independent assessments to reinforce your credibility with regulators, clients, and partners.

compliance committee meeting facilitation

Structured governance
Lead effective compliance committee meetings with our facilitation, driving actionable outcomes and strategic compliance planning.

Improved collaboration

Create a collaborative environment that encourages open discussion and collective problem-solving for compliance issues.

policy drafting and review

Policy precision
Develop and refine compliance policies with our expert drafting services, ensuring clarity, applicability, and regulatory alignment.

Continuous improvement

Keep your policies up-to-date with regular reviews that reflect the latest regulatory changes and best practices.

with Customised pricing for your individual consulting needs

Every AFSL and ACL holder has distinctive requirements and deserves a pricing plan that reflects this. Reach out to us for a personalised quote.

 

ENQUIRE NOW >

AFSL Compliance simplified, community amplified.

Join our growing network of financial service businesses powering their compliance with 3Lines.

We have been able to work with 3Lines to build in additional functionality and flexibility with the offer it has been and continues to be an excellent partnership for our business. 

- Godfrey Pembroke

3Lines have been outstanding to work with, consistently accommodating our requests for adjustments and bespoke improvements. The integrity of our quality oversight has improved so much that we have expanded the use of the 3Lines to other service lines, including Accounting, Tax, and our Investment Platform. It has been a game-changer for our business.

- Findex Group

3Lines has been revolutionary platform for us - it makes the "challenging", "easy", allowing us to deliver great support to our Corporate Authorised Representatives as a licensee.

- Symmetry Group

A thoroughly professional and highly capable provider of compliance solutions. 3Lines sets itself apart by its passion for simplifying compliance and providing an understanding and tailored approach to its clients. It’s a game changer.

- CY Financial Advice

Working with 3Lines has been an absolute pleasure and nothing we have asked for has been a problem. One of the best vendors I have ever worked with. 

- Centric Wealth

AFSL Compliance simplified, community amplified.

Join our growing network of financial service businesses powering their compliance with 3Lines.

We have been able to work with 3Lines to build in additional functionality and flexibility with the offer it has been and continues to be an excellent partnership for our business. 

- Godfrey Pembroke

3Lines have been outstanding to work with, consistently accommodating our requests for adjustments and bespoke improvements. The integrity of our quality oversight has improved so much that we have expanded the use of the 3Lines to other service lines, including Accounting, Tax, and our Investment Platform. It has been a game-changer for our business.

- Findex Group

3Lines has been revolutionary platform for us - it makes the "challenging", "easy", allowing us to deliver great support to our Corporate Authorised Representatives as a licensee.

- Symmetry Group

A thoroughly professional and highly capable provider of compliance solutions. 3Lines sets itself apart by its passion for simplifying compliance and providing an understanding and tailored approach to its clients. It’s a game changer.

- CY Financial Advice

Working with 3Lines has been an absolute pleasure and nothing we have asked for has been a problem. One of the best vendors I have ever worked with. 

- Centric Wealth