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Compliance & risk consulting for 
financial services.

Tailored consulting to simplify regulatory obligations, strengthen governance and help firms build practical compliance frameworks that work in the real world.

Ready to ease the burden?

You don't have to navigate the complexities of ACL and AFSL compliance obligations on your own.

Our team of experts is ready to stand with you.

AFSL & ACL compliance solutions

Reliable foundations
Establish and maintain a strong compliance framework that stands up to regulatory scrutiny and adapts seamlessly to changing laws.
Continuous oversight
Benefit from ongoing support that helps you manage your compliance obligations proactively, keeping disruptions to your business at bay.

AFSL & ACL applications / variations

Smooth transitions
Easily manoeuvre the complexities of licence applications and variations, reducing downtime and accelerating your path to compliance.
Customised strategies
Tailored guidance to align your licensing with your business growth plans, where legal requirements fuel rather than hinder your development.

Corporate advisory compliance

Strategic compliance alignment
Integrate compliance into your corporate strategy to enhance decision-making and promote a culture of transparency.
Proactive risk management
Mitigate potential corporate risks with forward-thinking AFSL and ACL compliance practices that protect your interests and those of your stakeholders.

Client file reviews & pre-vetting

Quality assurance
Ensure the highest standards in client file management with thorough reviews that preempt compliance issues and enhance client trust.
Preventative checks
Implement pre-vetting processes that flag potential issues early, safeguarding your operations from future complications.

Licensee reviews

Comprehensive assessments
Conduct in-depth reviews to identify areas of improvement, bolstering your compliance strategy and business resilience.
Actionable feedback
Translate review findings into practical steps that complement your compliance measures and operational efficiency.

Independent Expert services

Objective insights
Access unbiased expertise that provides clear direction and independent validation of your compliance processes.
Trusted third-party evaluation
Leverage independent assessments to reinforce your credibility with regulators, clients, and partners.

Compliance committee meeting facilitation

Structured governance
Lead effective compliance committee meetings with our facilitation, driving actionable outcomes and strategic compliance planning.
Improved collaboration
Create a collaborative environment that encourages open discussion and collective problem-solving for compliance issues.

Policy drafting & review

Policy precision
Develop and refine compliance policies with our expert drafting services, ensuring clarity, applicability, and regulatory alignment.
Continuous improvement
Keep your policies up-to-date with regular reviews that reflect the latest regulatory changes and best practices.

With customised pricing to suit your individual consulting needs.

Every AFSL and ACL holder has distinctive requirements and deserves a pricing plan that reflects this. Reach out to us for a personalised quote.

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Our management team.

From the founders who brought the vision to life, to our experts interpreting the latest regulations, and the strategists behind our aggressive development roadmap. Our team is your team.

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Julia Vojkovic
Director & Co-Founder

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Shelly Radford
Managing Director

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Eloise Somerford
Director & Co-Founder

Eloise Somerford
WHAT OUR CLIENTS SAY ABOUT US

Working with 3Lines has been an absolute pleasure and nothing we have asked for has been a problem. One of the best vendors we have ever worked with.

Centric Wealth

WHAT OUR CLIENTS SAY ABOUT US

As a licensee, staying on top of industry and regulatory requirements can be a challenge. 3Lines has been a revolutionary platform for us - it makes the "challenging", "easy", allowing us to deliver great support to our Corporate Authorised Representatives as a licensee. 

Symmetry Group

WHAT OUR CLIENTS SAY ABOUT US

A thoroughly professional and highly capable provider of compliance solutions. 3Lines sets itself apart by its passion for simplifying compliance and providing an understanding and tailored approach to its clients. It’s a game changer.

CY Financial Advice

WHAT OUR CLIENTS SAY ABOUT US

3Lines has allowed us to significantly increase the number of internal audits we can complete with their easy to use platform. The ongoing support we receive has been second to none.

Findex Group

WHAT OUR CLIENTS SAY ABOUT US

We have been able to work with 3Lines to build in additional functionality and flexibility with the offer it has been and continues to be an excellent partnership for our business.

Godfrey Pembroke

WHAT OUR CLIENTS SAY ABOUT US

We’re excited to partner with 3Lines to enhance our compliance processes. This collaboration supports our goal of making compliance more efficient and adaptive. Looking forward to the journey ahead!

InterPrac Financial Planning

Trusted by teams who want to cut through complexity

Compliance made clearer.

Explore expert tips, regulatory updates, and practical strategies to navigate AFSL compliance with confidence. Our resources empower you to save time, reduce stress, and focus on growing your business.

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