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Discover why
compliance
consultants
are turning to

3Lines Platform

Reach out for a chat

Discover why

compliance consultants

are turning to

3Lines Platform

REACH OUT FOR A CHAT
Our experts have featured in

INCREASE quality time spent with your AFSL clients

compliance solutions
we've been there

Our team of financial and regulatory veterans were tired of ‘manual labour’, so we developed a tool. We haven't reinvented the wheel, but we've added a supercharger.

compliance services
harness control

For Compliance Consultants, this means one login for visibility across all client accounts. We've taken care of the boring stuff, so that you can get back to serving your clients.

legal support
PeaCE OF MIND

With 3Lines Platform, you and your clients can ditch the spreadsheets and rely on our tools. Keep yourself and your clients accountable with our task management system

 

3Lines is simplifying the administrative burden for australian compliance consultants.

With constant changes in legislation and guidelines, staying updated is essential but time-consuming for Compliance Consultants - we know because we've been there! Balancing compliance with the practical needs of building a successful business, managing client expectations, and ensuring thorough record keeping, all add to the pressure.

3Lines platform is designed by consultants, for consultants, to ease these burdens, by offering a comprehensive solution for managing compliance effortlessly. Our platform keeps you and your clients up-to-date with the latest regulations, provides tools to streamline documentation, and simplifies the process of ensuring that your clients remain compliant, without disrupting their operations. With 3Lines, you can focus on what matters most—delivering value to your AFSL clients.

3Lines Platform has been developed by compliance consultants, for compliance consultants. Our Partners gain access to manage member accounts FREE OF CHARGE - and it’s simple.

✅ Your firm will be provided with a unique discount code to provide to members who are new subscribers to the 3Lines Premium.

✅ You will be assigned access to each of your member accounts at NO COST, to access tools and oversee each individual compliance framework (as much or as little as you wish!)

✅ You will have access to all assigned client accounts via a single login, while still ensuring segregation of data between each firm. Upload your own logo and branding for a true white label experience, or your client's - the choice is yours.

✅ From CCM and ICM facilitation, to adviser reviews, IDR Reporting, attestations, adviser onboarding, Professional Year, intuitive task management functionality, helpdesk management, and loads more, your clients are covered.

Your clients INSTANTLY SAVE 20% on their 3Lines Premium subscription over the first 6 months.

other ways you and your clients benefit

Here's why forward-thinking consultants choose 3Lines Platform

Facilitate compliance and investment committee meetings

3Lines Platform enables you to review, attest, and record adherence to your client's General Obligations - seamlessly, ensuring every meeting is productive and actionable.

Manage compliance registers and ASIC reporting

Oversee key compliance data. Our IDR Register, aligned with ASIC's coding standards, allows for straightforward CSV exports, simplifying bi-annual ASIC submissions across your client base.

Conduct client file reviews and pre-vets

Enhance oversight with our advice review modules - assign remediation tasks, generate detailed reports and identify trends, to assist clients in fulfilling their supervision obligations.

Facilitate Professional Year 

Eliminate uncertainty in managing PY training. Our PY solution empowers individuals, supervisors, and licensees to effortlessly generate, oversee, and monitor annual plans, program status, logged hours, and certification for advisers.

Track Representative Attestations

Simplify the complex management of Representative Attestations with our centralised hub. Issue, track, monitor, and review attestations across clients, and embrace efficiency and ease in coordinating responses.

Stay up to date with regulatory and industry changes

Never miss a beat on regulatory updates. Our platform keeps you (and your clients) informed on essential industry changes, providing clear guidance on implementation timelines and required actions.

simplify policy suite reviews

Simplify policy review management with a centralised repository for each client account. Easily upload, manage, and archive policies, where you will be notified of reviews via our task management system.

Analyse compliance trends

Gain valuable insights into compliance trends from client to client, guiding training programs, identifying systemic issues, and tracking improvements. Benchmark performance against other clients in your network.

Manage remediation and assign tasks

Assign and track remediation and CCM action items with full traceability, ensuring accountability and progress across each of your client accounts. Our platform guarantees a seamless workflow for task management and status reporting.

Onboard advisers with ease

Simplify the appointment of representatives, manage forms and documentation, streamline authorisation approvals and experience effortless onboarding. Say goodbye to guesswork with our process-driven approach and robust record-keeping features.

Access adviser profiles

Streamline the management of authorisations, complaints and breach data, and client file review outcomes. Our user-friendly interface and intuitive design make navigating adviser profiles within your client accounts, effortless and effective.

client helpdesk

When your clients need to speak to a human, they have access to your ongoing support with just a click. Whether your clients have a compliance question, need to schedule a meeting, or require support, our platform facilitates seamless communication.

Here's why forward-thinking consultants choose 3Lines Platform

✅ Facilitate compliance and investment committee meetings

✅ Manage compliance registers and ASIC reporting

✅ Conduct client file reviews and pre-vets

✅ Facilitate Professional Year

✅ Track Representative Attestations

✅ Stay up to date with regulatory and industry changes

✅ Simplify policy suite reviews

✅ Analyse compliance trends

✅ Manage remediation and assign tasks

✅ Assist clients to onboard advisers with ease

✅ Simplify policy suite reviews

✅ Analyse compliance trends

as a consulting partner, you'll never fall behind.

i'm ready to stress less - let's chat

as a consulting partner, you'll never fall behind.

i'm ready to stress less - let's chat

AFSL Compliance simplified, community amplified.

Discover some of our growing network of financial service businesses powering their compliance with 3Lines.