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Discover why
D2D service providers
are turning to

3Lines Platform

Reach out for a chat

Discover why
D2D service providers
are turning to

3Lines Platform

REACH OUT FOR A CHAT
WHERE YOU CAN FIND OUR EXPERTS

GRANT YOUR MEMBERS ACCESS TO SUPERIOR RESOURCES

compliance solutions
focus on decreasing costs

You and your members have access to specialised tools and resources, without the need to develop these capabilities in-house. Drive down human, technological and compliance costs for you and your members.

compliance services
Focus on Core Activities

3Lines Platform allows you and your members to focus on scaling core business activities. Think client acquisition, advisory services, and business development, without being bogged down by administrative or compliance tasks.

legal support
focus on building relationships

D2Ds return to fostering networking and collaboration between members, leading to new business opportunities, shared insights, and a stronger overall industry network.

 

3Lines is simplifying the administrative burden for D2Ds and their members.

With constant changes in legislation and guidelines, staying updated is essential but time-consuming for Dealer to Dealers and their members. Balancing compliance with the practical needs of building a successful business, managing client expectations, and ensuring thorough record keeping, all add to the pressure.

3Lines platform is designed by consultants, for industry service providers, The challenges of D2Ds and their members, including ensuring consistent compliance with complex and evolving regulations, managing potential conflicts of interest, and maintaining clear communication and trust, are our main focus.

Additionally, balancing the needs of a diverse member base, while delivering tailored services can strain resources. With 3Lines, you can focus on what matters most—delivering value to your members, while we focus providing flexibility and autonomy.

3Lines Platform has been developed by compliance consultants, for our industry partners. Our Partners gain access to manage member accounts FREE OF CHARGE - and it’s simple.

âś… Your firm will be provided with a unique discount code to provide to members who are new subscribers to the 3Lines Premium.

âś… You will be assigned access to each of your member accounts at NO COST, to access tools and oversee each individual compliance framework (as much or as little as you wish!)

âś… You will have access to all assigned member accounts via a single login, while still ensuring segregation of data between each firm. Upload your own logo and branding for a true white label experience, or your member's - the choice is yours.

âś… From CCM and ICM facilitation, to adviser reviews, IDR Reporting, attestations, adviser onboarding, Professional Year, intuitive task management functionality, helpdesk management, and loads more, your member's are covered.

Your members INSTANTLY SAVE 20% on their 3Lines Premium subscription over the first 6 months.

reach out to see it in action!

other ways your members benefit

Here's why forward-thinking D2D Service Providers choose 3Lines Platform

Facilitate compliance and investment committee meetings

3Lines Platform enables you to review, attest, and record adherence to your client's General Obligations - seamlessly, ensuring every meeting is productive and actionable.

Manage compliance registers and ASIC reporting

Oversee key compliance data. Our IDR Register, aligned with ASIC's coding standards, allows for straightforward CSV exports, simplifying bi-annual ASIC submissions across your client base.

Conduct client file reviews and pre-vets

Enhance oversight with our advice review modules - assign remediation tasks, generate detailed reports and identify trends, to assist clients in fulfilling their supervision obligations.

Facilitate Professional Year 

Eliminate uncertainty in managing PY training. Our PY solution empowers individuals, supervisors, and licensees to effortlessly generate, oversee, and monitor annual plans, program status, logged hours, and certification for advisers.

Track Representative Attestations

Simplify the complex management of Representative Attestations with our centralised hub. Issue, track, monitor, and review attestations across clients, and embrace efficiency and ease in coordinating responses.

Stay up to date with regulatory and industry changes

Never miss a beat on regulatory updates. Our platform keeps you (and your clients) informed on essential industry changes, providing clear guidance on implementation timelines and required actions.

simplify policy suite reviews

Simplify policy review management with a centralised repository for each client account. Easily upload, manage, and archive policies, where you will be notified of reviews via our task management system.

Analyse compliance trends

Gain valuable insights into compliance trends from client to client, guiding training programs, identifying systemic issues, and tracking improvements. Benchmark performance against other clients in your network.

Manage remediation and assign tasks

Assign and track remediation and CCM action items with full traceability, ensuring accountability and progress across each of your client accounts. Our platform guarantees a seamless workflow for task management and status reporting.

Onboard advisers with ease

Simplify the appointment of representatives, manage forms and documentation, streamline authorisation approvals and experience effortless onboarding. Say goodbye to guesswork with our process-driven approach and robust record-keeping features.

Access adviser profiles

Streamline the management of authorisations, complaints and breach data, and client file review outcomes. Our user-friendly interface and intuitive design make navigating adviser profiles within your client accounts, effortless and effective.

client helpdesk

When your clients need to speak to a human, they have access to your ongoing support with just a click. Whether your clients have a compliance question, need to schedule a meeting, or require support, our platform facilitates seamless communication.

Other ways your members benefit

âś… Facilitate compliance and investment committee meetings

âś… Manage compliance registers and ASIC reporting

âś… Conduct client file reviews and pre-vets

âś… Facilitate Professional Year

âś… Track Representative Attestations

âś… Stay up to date with regulatory and industry changes

âś… Simplify policy suite reviews

âś… Analyse compliance trends

âś… Manage remediation and assign tasks

âś… Assist clients to onboard advisers with ease

âś… Simplify policy suite reviews

âś… Analyse compliance trends

as a industry partner, you'll never fall behind.

i'm ready to stress less - let's chat

as an industry  partner, you'll never fall behind.

i'm ready to stress less - let's chat

AFSL Compliance simplified, community amplified.

Discover some of our growing network of financial service businesses powering their compliance with 3Lines.