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Manage adviser risk and trustee obligations through structured oversight aligned to ASIC Report 781
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RISK-BASED ONBOARDING
Structured due diligence to assess licensees and advisers upfront and establish a baseline for ongoing oversight
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CONTINUOUS MONITORING
Ingest platform and external signals to trigger real-time monitoring, review and escalation workflows.
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RED FLAG ASSESSMENT
Capture and assess qualitative risk indicators including adverse media, complaints and behavioural patterns.
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RESTRICTIONS & CONTROLS
Apply and enforce product and platform-level restrictions, supported by auditable workflows and decision tracking.
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AI-DRIVEN REPORTING
Generate real-time insights and reporting aligned to risk, monitoring activity and oversight outcomes.
How you stay in control
Built by the team behind 3Lines Platform
Regi781 has been developed by the team behind 3Lines Platform, a purpose-built compliance system used by AFSLs to manage their regulatory obligations.
Drawing on deep experience across ASIC, consulting and financial services, the platform is designed to reflect how oversight operates in practice - not just in policy.
3Lines is focused on building structured, scalable systems that reduce manual effort, surface risk earlier, and support consistent, evidence-based decision-making.
Regi781 extends this approach to investment platforms and trustees, bringing monitoring, supervision and reporting into a single, connected framework.
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