Your single source solution for

AFSL Compliance Consulting

Navigate the complex regulatory landscape with confidence.

Our dedicated team of compliance specialists is here to guide your business through the intricacies of your complex obligations. Ensure your operations are compliant, minimise risks, and build a solid foundation for sustainable growth.

LEARN MORE

3Lines Consulting specialises in the provision of risk and compliance solutions for Australian Financial Services Licensees and Australian Credit Licensees.

Working with a range of clients nationally, we've built a reputation for excellence and established ourselves as leaders in our field through:

Cost-effective, practical, high-quality services.
Quality, timely information and advice.
Remaining truly independent.
Direct regulator experience.

OUR SERVICES

"We take pride in our established history of delivering tailored compliance services, supported by our commitment to responsiveness, thorough guidance, and extensive expertise."

So, how can 3Lines Consulting help?

We offer a tailored approach to suit the size and nature of your business.

AFSL and ACL Compliance Support

AFSL and ACL Applications and Variations

Corporate Advisory Compliance

Client File Reviews and Pre-vetting

Licensee Reviews

Independent Expert Services

Compliance Committee Meeting Facilitation

Policy Drafting and Review

Simplified pricing, with options to suit your needs.

To ensure regulatory requirements of your AFSL or ACL are met, we tailor compliance support based on the unique needs of your organisation. Choose from a package below, or contact us for a bespoke solution.

CCM Facilitation

$9,700

per annum

Preparation, facilitation and minutes of 4 x CCMs per year.
Task allocation through 3Lines platform.
4 x hours of additional consulting per quarter.

Client File Review Bundle

$2,500

per representative

Comprehensive review of 3 x client files, including assessment of compliance relevant obligations.
Suggested remediation action items.
Exception based reporting.

Prevet Bundle

$4,200

10 x pre-vets

10 x prevets.
Comprehensive review of individual advice document in accordance with relevant obligations.
Suggested remediation action items.
Exception Based Reporting.

AFSL/ACL Application

$10,200 - $14,900

Top features

Dependent on number of RMs and licence authorisations.
Includes preparation of Core and Secondary Proof documents.
Co-ordination of further supporting documents as required.
Development of internal policy suite to support General Obligations of running your licence.

AFSL/ACL variation

$2,200 - $5,900

Top features

Dependent on specifics of the variation.
Includes preparation of Core and Secondary Proof documents.
Co-ordination of further supporting documents as required.

Ongoing Support Bundle

$5,900

per annum

4 x hours of consulting per quarter, including but not limited to:

- policy creation and review.

- email support services.

- compliance framework.

- compliance reporting.

- training.

Our Management Team

When you work with 3Lines Consulting, you're gaining a people-based partnership where your needs are listened to. This means, you're not getting a “one size fits all” solution — our team tailors and balances the right services for you. Additionally, these services are practical and straightforward, making compliance simple.

Shelly Radford

Managing Director

Shelly Radford has a vast range of experience providing compliance services to AFSLs and ACLs including as a specialist financial services lawyer, external compliance consultant and in-house head of compliance.

Shelly's experience has included years of managing operational compliance for organisations and providing highly technical and complex advice to a range of clients.

Julia Vojkovic

Director

Julia is an experienced compliance professional, commencing her career at ASIC where she gained exposure to the regulation and compliance of AFS Licensees and financial advisers nation-wide. Further industry experience was then gained at Deloitte and Macquarie Private Wealth. As Co- Founder of ComplianceCo. and 3Lines, Julia has dedicated the better part of a decade to servicing AFSLs and ACLs.

Eloise Somerford