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zero cost. priceless compliance tools.
relieve the pressure
The complexity and volume of the General Obligations can be overwhelming, particularly for small firms with limited resources.
reduce liability
Mitigate the risk of compliance failures, legal action, financial penalties, and reputational damage.
focus on clients
Return to fostering client relationships, creating new business opportunities, and a stronger market position.
3Lines is simplifying the compliance burden for boutique afs licensees
Boutique AFSLs often struggle with the heavy burden of regulatory compliance, which can be both time-consuming and complex. Keeping up with evolving regulations, maintaining accurate documentation, and ensuring that all representatives adhere to legal standards can overwhelm small teams with limited resources. Additionally, the fear of non-compliance, which can lead to severe penalties and reputational damage, adds significant stress. The lack of specialised compliance personnel further exacerbates these challenges, leaving self-licenced firms stretched thin and vulnerable.
3LinesLite addresses these pain points by streamlining key compliance processes, making it easier for firms to manage their obligations without the need for extensive resources. 3LinesLite not only reduces the time and effort required to undertake fundamental compliance tasks but also ensures that AFSLs remain ahead of regulatory changes.
Best of all? It's FREE!
There isn't one.
3Lines Platform has been developed by compliance consultants, for our industry partners. Our Partners gain access to manage member accounts FREE OF CHARGE - and it’s simple.
✅ Offering 3LinesLite at zero cost for a limited time, ensures that firms who are genuinely interested, can lock in a free subscription.
✅ Nobody should go it alone or feel overwhelmed by compliance - we’re on a mission to remove the feeling of isolation that often comes with managing compliance.
✅ As an industry, let's refocus on serving our clients. We'll take care of you, while you take care of them.
We’ve had a successful run over the past decade - it’s the perfect opportunity for us to help more firms to ‘ditch the spreadsheets’ and get back to servicing clients.
here's why boutique afsls start lite
Complaints register & ASIC IDR Reporting
conflicts of interest register
incident and breach register
service provider register & annual reviews
automated risk register
s708 wholesale client register
policy hosting and review scheduling
regulatory updates
internal broadcasting
unlimited task generation and file uploads
we haven't reinvented the wheel.
We've just made it a much smoother ride for boutique AFSLs.
get free access in less than a minute!AFSL Compliance simplified, community amplified.
Discover some of our growing network of financial service businesses powering their compliance with 3Lines.
